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  3. The Securities Exchange Act of 1936 established the Securities and Exchange

The Securities Exchange Act of 1936 established the Securities and Exchange

游客2025-06-20  1
问题     The Securities Exchange Act of 1936 established the Securities and Exchange  (61)   (SEC) and gave it authority  (62)   the securities markets. All brokers and dealers doing business in the organized markets must register  (63)   the SEC. A broker assists the trading process by buying or selling securities in the market for a (n)  (64)   . A dealer satisfies investors’ trades by buying and selling securities from his own inventory. In addition, attempts to  (65)   securities prices were declared illegal.  [br]
选项 A、buyer
B、seller
C、investor
D、producer
答案 C
解析
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